Senior Fiduciary Officer & Compliance Manager

Westport One
Published
November 11, 2020
Location
Indianapolis, IN
Category
Job Type

Description

Senior Fiduciary Officer & Compliance Manager

 

Our Client is an independent privately- owned RIA firm in the Midwest with over 25 billion in assets under advisement.  Specializing in serving clients with net worth $5 million and above, serving families and clients in over 35 states.  As a fee-only firm their sole commitment is to serve each clients’ best interests.

 

They are looking for a Senior Fiduciary Officer/ Compliance Manager to:

•Manage and lead the trust department while handling more complex accounts.

•Manage compliance/internal controls/risk management per applicable law, regulations, and policies.

•Improve/update internal policies and procedures.

•Handle Litigation and potential liability matters.

•Collaborate with the Family Office and Investment Management Group.

•Advise the team and others on fiduciary administration of trust accounts; directed (Delaware) trusts, GRAT, CRUT/CLAT, Dynasty/SLAT, GST (non-)exempt, family/bypass/credit shelter, marital and qtip, special needs, DAPT, etc.)

 

The desired candidate will possess:

•Minimum of ten years trust administration experience with complex accounts

•Bachelor’s degree and J.D. required; CTFA preferred

•Mastery of trust accounting and expertise in fiduciary taxation and risk

•Previous trust management experience preferred

 

 

Westport One consistently ranks as one of the top 10 offices within the MRI Network system, which consists of more than 700 offices worldwide.

Our search consultants are Financial Services 'industry insiders' working specifically with Internal and External Wholesalers, National Sales Managers, Investment and Wealth Management Representatives, Relationship Managers, Branch Managers, Compliance Officers, Operations Managers, Investment Money Managers, Portfolio Managers, Research Analysts, Trust Officers/Administrators/Managers as well as all Executive Level positions.

Any inquiries relating to this ad will be kept confidential.

To learn more about our organization please visit us at www.westportone.com.

 

 

To apply for this position, submit your resume by choosing one or more of the following:

  • ***CLICKING “APPLY NOW” ON THIS PAGE*** (PREFERRED)

 

  • Fax resume with cover letter to:  314-991-9586.  Attention:  Kim Carlson.  Please refer to job reference code NM/INfiduciary 

 

NO CALLS PLEASE

 

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